GroundRules
← Search the law
Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 274.203: Form 4, statement of changes in beneficial ownership of securities.

Read at publisher ↗
Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  3. PART 274—FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940
  4. Subpart C—Forms for Other Statements

This form shall be filed pursuant to § 270.30h-1 for statements of changes in beneficial ownership of securities required to be filed pursuant to section 30(h) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(h)). (Same as § 249.104 of this chapter.)

Collected 2026-08-27T02:24:31Z. Source file · JSON

Browse this collection