GroundRules
17 CFR 3.57: Proceedings under section 8a(2)(E) of the Act.
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER I—COMMODITY FUTURES TRADING COMMISSION
- PART 3—REGISTRATION
- Subpart C—Denial, Suspension or Revocation of Registration
The Commission will not initiate a proceeding under section 8a(2)(E) of the Act, if respondeat superior is the sole basis upon which the registrant may be found subject to a statutory disqualification.
Collected 2026-08-27T02:24:31Z. Source file · JSON