GroundRules
17 CFR 39.8: Fraud in connection with the clearing of transactions on a derivatives clearing organization.
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER I—COMMODITY FUTURES TRADING COMMISSION
- PART 39—DERIVATIVES CLEARING ORGANIZATIONS
- Subpart A—General Provisions Applicable to Derivatives Clearing Organizations
It shall be unlawful for any person, directly or indirectly, in or in connection with the clearing of transactions by a derivatives clearing organization:
(a) To cheat or defraud or attempt to cheat or defraud any person;
(b) Willfully to make or cause to be made to any person any false report or statement or cause to be entered for any person any false record; or
(c) Willfully to deceive or attempt to deceive any person by any means whatsoever.
Collected 2026-08-27T02:24:31Z. Source file · JSON