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Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 39.9: Scope.

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Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER I—COMMODITY FUTURES TRADING COMMISSION
  3. PART 39—DERIVATIVES CLEARING ORGANIZATIONS
  4. Subpart B—Compliance with Core Principles

Except as otherwise provided by Commission order, the provisions of this subpart B apply to any derivatives clearing organization, as defined under section 1a(15) of the Act and § 1.3 of this chapter, that is registered with the Commission as a derivatives clearing organization pursuant to section 5b of the Act. The provisions of this subpart B do not apply to any exempt derivatives clearing organization, as defined under § 39.2.

Collected 2026-08-27T02:24:31Z. Source file · JSON

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