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- 13 CFR 106.302 · What provisions must be set forth in a Fee Based Record?
- 13 CFR 106.303 · Who has authority to approve and sign a Fee Based Record?
- 13 CFR 106.400 · Non-Fee Based SBA-Sponsored Activity.
- 13 CFR 106.401 · What are the minimum requirements applicable to a Non-Fee Based SBA-Sponsored Activities?
- 13 CFR 106.402 · What provisions must be set forth in a Non-Fee Based Record?
- 13 CFR 106.403 · Who has authority to approve and sign a Non-Fee Based Record?
- 13 CFR 106.500 · What is SBA's Gift authority?
- 13 CFR 106.501 · What minimum requirements are applicable to SBA's solicitation and/or acceptance of Gifts?
- 13 CFR 106.502 · Who has authority to perform a Gift conflict of interest determination?
- 13 CFR 106.503 · Are there types of Gifts which SBA may not solicit and/or accept?
- 13 CFR 107.20 · Legal basis and applicability of this part 107.
- 13 CFR 107.25 · Severability.
- 13 CFR 107.30 · Amendments to Act and regulations.
- 13 CFR 107.40 · How to read this part 107.
- 13 CFR 107.50 · Definition of terms.
- 13 CFR 107.100 · Organizing a Section 301(c) Licensee.
- 13 CFR 107.115 · 1940 Act and 1980 Act Companies.
- 13 CFR 107.120 · [Reserved]
- 13 CFR 107.130 · Requirement for qualified management.
- 13 CFR 107.140 · SBA approval of initial Management Expenses.
- 13 CFR 107.150 · Management-ownership diversification requirement.
- 13 CFR 107.160 · Special rules for Licensees formed as limited partnerships.
- 13 CFR 107.200 · Adequate capital for Licensees.
- 13 CFR 107.210 · Minimum capital requirements for Licensees.
- 13 CFR 107.230 · Permitted sources of Private Capital for Licensees.
- 13 CFR 107.240 · Limitations on including non-cash capital contributions in Private Capital.
- 13 CFR 107.250 · [Reserved]
- 13 CFR 107.300 · License application form and fee.
- 13 CFR 107.305 · Evaluation of license applicants.
- 13 CFR 107.310 · [Reserved]
- 13 CFR 107.320 · Leverage portfolio diversification.
- 13 CFR 107.400 · Changes in ownership of 10 percent or more of Licensee but no change of Control.
- 13 CFR 107.410 · Changes in Control of Licensee (through change in ownership or otherwise).
- 13 CFR 107.420 · Prohibition on exercise of ownership or Control rights in Licensee before SBA approval.
- 13 CFR 107.430 · Notification to SBA of transactions that may change ownership or Control.
- 13 CFR 107.440 · Standards governing prior SBA approval for a proposed transfer of Control.
- 13 CFR 107.450 · Notification to SBA of pledge of Licensee's shares.
- 13 CFR 107.460 · [Reserved]
- 13 CFR 107.470 · SBA approval of merger, consolidation, or reorganization of Licensee.
- 13 CFR 107.475 · Transfer of license.
- 13 CFR 107.500 · Lawful operations under the Act.
- 13 CFR 107.501 · Identification.
- 13 CFR 107.502 · Representations to the public.
- 13 CFR 107.503 · Licensee's adoption of an approved valuation policy.
- 13 CFR 107.504 · Equipment and office requirements.
- 13 CFR 107.506 · Safeguarding Licensee's assets/Internal controls.
- 13 CFR 107.507 · Violations based on false filings and nonperformance of agreements with SBA.
- 13 CFR 107.509 · Employment of SBA officials.
- 13 CFR 107.510 · SBA approval of Licensee's Investment Adviser/Manager.
- 13 CFR 107.520 · Management Expenses of a Licensee.
- 13 CFR 107.530 · Restrictions on investments of idle funds by leveraged Licensees.
- 13 CFR 107.550 · Prior approval of secured third-party debt of Leveraged Licensees.
- 13 CFR 107.560 · Subordination of SBA's creditor position.
- 13 CFR 107.565 · Restrictions on third-party debt of Early Stage SBICs.
- 13 CFR 107.570 · [Reserved]
- 13 CFR 107.585 · Distributions and reductions in Regulatory Capital.
- 13 CFR 107.590 · Licensee's requirement to maintain active operations.
- 13 CFR 107.600 · General requirement for Licensee to maintain and preserve records.
- 13 CFR 107.610 · Required certifications for Loans and Investments.
- 13 CFR 107.620 · Requirements to obtain information from Portfolio Concerns.
- 13 CFR 107.630 · Requirement for Licensees to file financial statements with SBA (Form 468).
- 13 CFR 107.640 · Requirement to file Portfolio Financing Reports (SBA Form 1031).
- 13 CFR 107.650 · Requirement to report portfolio valuations to SBA.
- 13 CFR 107.660 · Other items required to be filed by Licensee with SBA.
- 13 CFR 107.665 · Civil penalties.
- 13 CFR 107.670 · Application for exemption from civil penalty for late filing of reports.
- 13 CFR 107.680 · Reporting changes in Licensee not subject to prior SBA approval.
- 13 CFR 107.690 · Examinations.
- 13 CFR 107.691 · Responsibilities of Licensee during examination.
- 13 CFR 107.692 · Examination fees.
- 13 CFR 107.700 · Compliance with size standards in part 121 of this chapter as a condition of Assistance.
- 13 CFR 107.710 · Requirement to finance smaller enterprises.
- 13 CFR 107.720 · Small Businesses that may be ineligible for financing.
- 13 CFR 107.730 · Financings which constitute conflicts of interest.
- 13 CFR 107.740 · Portfolio diversification (“Overline” limitation).
- 13 CFR 107.750 · Conditions for financing a change of ownership of a Small Business.
- 13 CFR 107.760 · How a change in size or activity of a Portfolio Concern affects the Licensee and the Portfolio Concern.
- 13 CFR 107.800 · Financings in the form of Equity Securities.
- 13 CFR 107.810 · Financing in the form of Loans.
- 13 CFR 107.815 · Financings in the form of Debt Securities.
- 13 CFR 107.820 · Financings in the form of guarantees.
- 13 CFR 107.825 · Purchasing securities from an underwriter or other third party.
- 13 CFR 107.830 · Duration/term of financing.
- 13 CFR 107.835 · [Reserved]
- 13 CFR 107.840 · [Reserved]
- 13 CFR 107.845 · [Reserved]
- 13 CFR 107.850 · Restrictions on redemption of Equity Securities.
- 13 CFR 107.855 · Interest rate ceiling and limitations on fees charged to Small Businesses (“Cost of Money”).
- 13 CFR 107.860 · Financing fees and expense reimbursements a Licensee may receive from a Small Business.
- 13 CFR 107.865 · Control of a Small Business by a Licensee.
- 13 CFR 107.880 · Assets acquired in liquidation of Portfolio securities.
- 13 CFR 107.885 · Disposition of assets to Licensee's Associates or to competitors of Portfolio Concern.
- 13 CFR 107.900 · Management fees for services provided to a Small Business by Licensee or its Associate.
- 13 CFR 107.1000 · Non-leveraged Licensees—exceptions to this part.
- 13 CFR 107.1100 · Types of Leverage and application procedures.
- 13 CFR 107.1120 · General eligibility requirements for Leverage.
- 13 CFR 107.1130 · Leverage fees and Annual Charges.
- 13 CFR 107.1140 · [Reserved]
- 13 CFR 107.1150 · Maximum amount of Leverage.
- 13 CFR 107.1160 · [Reserved]