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17 CFR Appendix D to Part 30 · Appendix D to Part 30—Commission Certification With Respect to Foreign Futures and Options Contracts on a Non-Narrow-Based Security Index
17 CFR Appendix E to Part 30 · Appendix E to Part 30— Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Account
17 CFR Appendix F to Part 30 · Appendix F to Part 30— Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Government Money Market Fund Account
17 CFR 31.1-31.2 · §§ 31.1-31.2 [Reserved]
17 CFR 31.3 · Fraud in connection with certain transactions in silver or gold bullion or bulk coins, or other commodities.
17 CFR 31.4 · Definitions.
17 CFR 31.5 · Unlawful conduct.
17 CFR 31.6 · Registration of leverage commodities.
17 CFR 31.7 · Maintenance of minimum financial, cover and segregation requirements by leverage transaction merchants.
17 CFR 31.8 · Cover of leverage contracts.
17 CFR 31.9 · Minimum financial requirements.
17 CFR 31.10 · Repurchase and resale of leverage contracts by leverage transaction merchants.
17 CFR 31.11 · Disclosure.
17 CFR 31.12 · Segregation.
17 CFR 31.13 · Financial reports of leverage transaction merchants.
17 CFR 31.14 · Recordkeeping.
17 CFR 31.15 · Reporting to leverage customers.
17 CFR 31.16 · Monthly reporting requirements.
17 CFR 31.17 · Records of leverage transactions.
17 CFR 31.18 · Margin calls.
17 CFR 31.19 · Unlawful representations.
17 CFR 31.20 · Prohibition of guarantees against loss.
17 CFR 31.21 · Leverage contracts entered into prior to April 13, 1984; subsequent transactions.
17 CFR 31.22 · Prohibited trading in leverage contracts.
17 CFR 31.23 · Limited right to rescind first leverage contract.
17 CFR 31.24 · [Reserved]
17 CFR 31.25 · Bid and ask prices; carrying charges.
17 CFR 31.26 · Quarterly reporting requirement.
17 CFR 31.27 · Registered futures association membership.
17 CFR 31.28 · Self-regulatory organization adoption and surveillance of minimum financial, cover, segregation and sales practice requirements.
17 CFR 31.29 · Arbitration or other dispute settlement procedures.
17 CFR Appendix A to Part 31 · Appendix A to Part 31—Schedule of Fees for Registration of Leverage Commodities
17 CFR 32.1 · Scope.
17 CFR 32.2 · Commodity option transactions; general authorization.
17 CFR 32.3 · Trade options.
17 CFR 32.4 · Fraud in connection with commodity option transactions.
17 CFR 32.5 · Option transactions entered into prior to the effective date of this part.
17 CFR 33.1 · Definitions.
17 CFR 33.2 · Applicability of Act and rules; scope of part 33.
17 CFR 33.3 · Unlawful commodity option transactions.
17 CFR 33.4 · Designation as a contract market for the trading of commodity options.
17 CFR 33.5 · Application for designation as a contract market for the trading of commodity options.
17 CFR 33.6 · Suspension or revocation of designation as a contract market for the trading of commodity options.
17 CFR 33.7 · Disclosure.
17 CFR 33.8 · Promotional material.
17 CFR 33.9 · Unlawful activities.
17 CFR 33.10 · Fraud in connection with commodity option transactions.
17 CFR 33.11 · Exemptions.
17 CFR 34.1 · Scope.
17 CFR 34.2 · Definitions.
17 CFR 34.3 · Hybrid instrument exemption.
17 CFR 35.1 · Agricultural swaps, generally.
17 CFR 36.1 · Exemptions to trade execution requirement.
17 CFR 37.1 · Scope.
17 CFR 37.2 · Applicable provisions.
17 CFR 37.3 · Requirements and procedures for registration.
17 CFR 37.4 · Procedures for listing products and implementing rules.
17 CFR 37.5 · Information relating to swap execution facility compliance.
17 CFR 37.6 · Enforceability.
17 CFR 37.7 · Prohibited use of data collected for regulatory purposes.
17 CFR 37.8 · Boards of trade operating both a designated contract market and a swap execution facility.
17 CFR 37.9 · Methods of execution for required and permitted transactions.
17 CFR 37.10 · Process for a swap execution facility to make a swap available to trade.
17 CFR 37.11 · [Reserved]
17 CFR 37.12 · Trade execution compliance schedule.
17 CFR 37.100 · Core Principle 1—Compliance with core principles.
17 CFR 37.200 · Core Principle 2—Compliance with rules.
17 CFR 37.201 · Operation of swap execution facility and compliance with rules.
17 CFR 37.202 · Access requirements.
17 CFR 37.203 · Rule enforcement program.
17 CFR 37.204 · Regulatory services provided by a third party.
17 CFR 37.205 · Audit trail.
17 CFR 37.206 · Disciplinary procedures and sanctions.
17 CFR 37.300 · Core Principle 3—Swaps not readily susceptible to manipulation.
17 CFR 37.301 · General requirements.
17 CFR 37.400 · Core Principle 4—Monitoring of trading and trade processing.
17 CFR 37.401 · General requirements.
17 CFR 37.402 · Additional requirements for physical-delivery swaps.
17 CFR 37.403 · Additional requirements for cash-settled swaps.
17 CFR 37.404 · Ability to obtain information.
17 CFR 37.405 · Risk controls for trading.
17 CFR 37.406 · Trade reconstruction.
17 CFR 37.407 · Regulatory service provider.
17 CFR 37.408 · Additional sources for compliance.
17 CFR 37.500 · Core Principle 5—Ability to obtain information.
17 CFR 37.501 · Establish and enforce rules.
17 CFR 37.502 · Collection of information.
17 CFR 37.503 · Provide information to the Commission.
17 CFR 37.504 · Information-sharing agreements.
17 CFR 37.600 · Core Principle 6—Position limits or accountability.
17 CFR 37.601 · Additional sources for compliance.
17 CFR 37.700 · Core Principle 7—Financial integrity of transactions.
17 CFR 37.701 · Required clearing.
17 CFR 37.702 · General financial integrity.
17 CFR 37.703 · Monitoring for financial soundness.
17 CFR 37.800 · Core Principle 8—Emergency authority.
17 CFR 37.801 · Additional sources for compliance.
17 CFR 37.900 · Core Principle 9—Timely publication of trading information.
17 CFR 37.901 · General requirements.
17 CFR 37.1000 · Core Principle 10—Recordkeeping and reporting.