GroundRules
Browse Virginia regulations
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- 20VAC5-425-40 · Provisioning
- 20VAC5-425-45 · Reporting
- 20VAC5-425-50 · Commission authority
- 20VAC5-428-10 · Applicability; definitions
- 20VAC5-428-20 · Private property restoration
- 20VAC5-428-30 · Availability and retention of records
- 20VAC5-428-40 · (Reserved.)
- 20VAC5-428-50 · Emergency trouble report response
- 20VAC5-428-60 · Service outage reporting
- 20VAC5-428-70 · Commission complaints
- 20VAC5-428-80 · Printed directories
- 20VAC5-428-90 · Network and customer care service quality and reporting
- 20VAC5-428-100 · Generally inadequate service
- 20VAC5-428-110 · Enforcement and sanctions
- 20VAC5-428-120 · Commission authority
- 20VAC5-428-130 · Sunset provision
- 20VAC5-429-10 · Definitions
- 20VAC5-429-20 · Interconnection
- 20VAC5-429-30 · Terminating traffic compensation
- 20VAC5-429-40 · Number portability and number assignment
- 20VAC5-429-50 · Universal service
- 20VAC5-429-60 · Commission authority
- 20VAC5-430-10 · Definitions
- 20VAC5-430-20 · Filing of application
- 20VAC5-430-30 · Notice of application
- 20VAC5-430-40 · Application requirements
- 20VAC5-430-50 · Complaints
- 20VAC5-430-60 · Reports to the State Corporation Commission
- 20VAC5-430-70 · Customer notice requirements
- 20VAC5-430-80 · Suspension or revocation of ETC designation
- 20VAC5-430-90 · Abandonment or discontinuation of service
- 20VAC5-430-100 · Commission authority
- 21VAC5-10-10 · Authority
- 21VAC5-10-20 · Classification of regulatory standards
- 21VAC5-10-30 · Application
- 21VAC5-10-40 · Definitions
- 21VAC5-20-10 · Application for registration as a broker-dealer
- 21VAC5-20-20 · Expiration
- 21VAC5-20-30 · Renewals
- 21VAC5-20-40 · Updates and amendments
- 21VAC5-20-50 · Termination of registration
- 21VAC5-20-60 · Broker-dealer merger or consolidation
- 21VAC5-20-65 · Broker-dealer records retention requirements
- 21VAC5-20-70 · Examinations/qualifications
- 21VAC5-20-80 · Financial statements and reports
- 21VAC5-20-85 · Limited Canadian broker-dealer registration
- 21VAC5-20-90 · Application for registration as a broker-dealer agent
- 21VAC5-20-95 · Employment of an agent by more than one broker-dealer
- 21VAC5-20-100 · Expiration
- 21VAC5-20-110 · Renewals
- 21VAC5-20-120 · Updates and amendments
- 21VAC5-20-130 · Termination of registration
- 21VAC5-20-135 · Continuing commission by retiring agents
- 21VAC5-20-140 · Changing connection from one broker-dealer to another
- 21VAC5-20-150 · Examination/qualification
- 21VAC5-20-155 · Limited Canadian broker-dealer agent registration
- 21VAC5-20-160 · Application for registration as an agent of the issuer
- 21VAC5-20-170 · Expiration
- 21VAC5-20-180 · Renewals
- 21VAC5-20-190 · Updates and amendments
- 21VAC5-20-200 · Termination of registration
- 21VAC5-20-210 · Changing connection from one issuer to another
- 21VAC5-20-220 · Examination/qualification; waiver of examination requirement
- 21VAC5-20-225 · Inspection of records
- 21VAC5-20-230 · Notice of civil, criminal, administrative or arbitrational action
- 21VAC5-20-240 · Books and records of broker-dealers
- 21VAC5-20-260 · Supervision of agents
- 21VAC5-20-280 · Prohibited business conduct
- 21VAC5-20-285 · Customer notice for designated securities
- 21VAC5-20-290 · Financial responsibility
- 21VAC5-20-300 · Net worth
- 21VAC5-20-310 · Reserve requirements and custody of customer funds and securities
- 21VAC5-20-320 · Clerical or ministerial services
- 21VAC5-20-330 · Model rules for sales of securities at financial institutions
- 21VAC5-30-10 · Definitions
- 21VAC5-30-20 · Requirements for registrations filed pursuant to § 13.1-509 of the Act
- 21VAC5-30-40 · Requirements for registrations filed pursuant to §§ 13.1-508 and 13.1-510 of the Code of Virginia
- 21VAC5-30-50 · Requirements for registration statements relating to nonissuer distributions
- 21VAC5-30-80 · Adoption of North American Securities Administration Association, Inc. statements of policy
- 21VAC5-40-10 · Commercial paper
- 21VAC5-40-20 · Exchange and automated quotations system
- 21VAC5-40-50 · Foreign issuer
- 21VAC5-40-70 · Solicitations of interest prior to the filing of a registration statement
- 21VAC5-40-100 · Domestic issuer limited transactional exemption
- 21VAC5-40-110 · Internet offer transactional exemption
- 21VAC5-40-130 · Calculation of the number of purchasers under § 13.1-514 B 7 b
- 21VAC5-40-140 · Accredited investor exemption
- 21VAC5-40-150 · Employee benefit plans; eligible participants
- 21VAC5-40-160 · Canadian securities
- 21VAC5-40-170 · Offerings conducted pursuant to § 13.1-514 B 7 a; broker-dealer participation and solicitation
- 21VAC5-40-180 · Certain options, warrants, and rights
- 21VAC5-40-190 · Intrastate crowdfunding exemption
- 21VAC5-40-200 · Nonissuer distribution
- 21VAC5-40-210 · Information to be furnished with exemption requests under § 13.1-514.1 B of the Act; post-effective amendments
- 21VAC5-45-10 · Investment company notice filing requirements
- 21VAC5-45-20 · Offerings conducted pursuant to Rule 506 of Federal Regulation D (17 CFR 230.506): filing requirements and issuer-agent exemption
- 21VAC5-45-30 · Federal Regulation A Tier 2 offerings
- 21VAC5-45-40 · Federal crowdfunding offerings
- 21VAC5-60-10 · Filing of amended prospectus required
- 21VAC5-60-20 · Required reports of securities registrants